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Wells Fargo Clearing Services

The correspondent clearing unit of wells fargo advisors provided services to 75 brokerage firms with about 8.2 million customer accounts at the time of the violations, according to the consent letter. Wells fargo clearing services, llc provides financial services.

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Security and exchange commission and incorporated in the state of delaware.

Wells fargo clearing services. Click here to sign on to your wells fargo account(s). For financial reporting, their fiscal year ends on december 31st. Wells fargo clearing services, llc is an advisory company based in englewood, colorado.

Enter your username and password to securely view and manage your wells fargo accounts online. Any other referenced entity is a separate entity from wfafn. It is a de limited liability company.

It has offices in 6,239 locations and a total of 25,711 financial advisors. Wells fargo provides clearing services through global clearing houses and, by leveraging our operational and risk management expertise, wells fargo is able to deliver support for customers’ clearing activities. Wells fargo clearing services llc.

Wells fargo clearing services, llc | one north jefferson avenue | st. In addition, wells fargo provides collateral optimization solutions to help customers efficiently allocate collateral to meet their margin requirements. Firms to pay $1.4 million in restitution to approximately 100 affected customers washington—finra announced today that wells fargo clearing services, llc and wells fargo advisors financial network, llc (wells fargo) have agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise recommendations that.

Investment products and services are offered through wells fargo advisors. Wells fargo clearing services, llc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. If you are an account holder and have questions about an account that is carried by wells fargo clearing services, llc, please contact your financial advisor directly.

Wells fargo advisors, registered in 1990, is a registered investment advisor (ria) in 49 state(s) with a licensed staff of 19,561 advisors. This firm has 26352 employees, of which 11574 are employees in advisory roles. It administers $511 billion in assets between its 1,430,874 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management.

See advisors at this firm Wells fargo clearing services, llc. Wells fargo clearing services llc is legally known as wells fargo clearing services, llc.

One north jefferson avenue, mail code: Wells fargo advisors manages $510.9 billion and provides investment advisory services for 1,430,874 clients (1:74 advisor/client ratio). If you are an account holder and have questions about an account that is carried by wells fargo clearing services, llc, please contact your financial advisor directly.

©2019 wells fargo clearing services, llc. Wells fargo clearing services, llc | one north jefferson avenue | st. 1411 clarkview road baltimore, md 21209

The sanction(s) occurred as a result of an. Louis, mo 63103 one north jefferson avenue mail code: 6515 longshore loop ste 200.

The clearing operations of wells fargo clearing services, llc (which are conducted under the first clearing trade name) provide operational, clearing, and related consulting services for the affiliated wells fargo retail brokerage business and approximately 54 unaffiliated brokerage firms. A subsidiary of banking giant wells fargo, wells fargo advisors is one of the nation's largest retail brokerages, with more than 15,100 financial advisors, 3,600 licensed bankers, and some $1.4 trillion in client assets.the company provides advisory services, asset management, estate and retirement planning, brokerage, and portfolio monitoring services.

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